Events

2020 Fall Symposium 

NEW JERSEY'S PROPOSED RULE ON FIDUCIARY STANDARDS FOR FINANCIAL PROFESSIONALS: 

UNDERSTANDING THE PROPOSAL AND ITS IMPACT

This program will discuss the nuances of New Jersey’s Proposed Rule regarding the fiduciary duties of financial professionals within the state. Led by Rutgers Law School professor Arthur Laby, the panel includes experts in the field of securities law and fiduciary duties. Attendees will leave with a greater understanding of the origins of New Jersey’s Proposed Rule, the scope of the new fiduciary duty, and to whom the duty is owed. The speakers will also draw comparisons to the U.S. Securities and Exchange Commission’s Regulation Best Interest, enacted in June 2019, as well as similar proposed rules in Nevada and Massachusetts. The panel discussion will conclude with an analysis of the potential outcomes of the New Jersey Proposed Rule, as well as best practice tips for legal professionals regarding how their clients may be impacted by the Proposed Rule. This program has been approved by the Board on Continuing Legal Education of the Supreme Court of New Jersey for 2.0 hours of total CLE credit.

Sponsored by Rutgers Business Law Review, Rutgers Center for Corporate Law and Governance, and Rutgers Institute for Professional Education
Date: Monday, October 19 from 4:30 PM to 6:15 PM
Panel Members:

Hasan M. Ibrahim - Vice President and Chief Legal Officer, Prudential Advisors

 

Arthur Laby - Professor of Law, Rutgers Law School, Co-Director | Rutgers Center for Corporate Law

and Governance

Amy B. Bard - Law Offices of Amy B. Bard

 

Christopher W. Gerold - Chief, New Jersey Bureau of Securities

 

Jenice L. Malecki - Malecki Law

For materials.
To reserve your ticket.
To sponsor this event, contact the Rutgers Business Law Review.
For questions, contact the symposium chairs.
2021 Symposium - Stay Tuned!
Rutgers Business Law Review is currently planning the 2021 Symposium.
Date: TBD
To sponsor this event, contact the Rutgers Business Law Review.
For questions, contact the symposium chairs.